Wesley
M. Nottage, M.D.
The
Sports Clinic Orthopaedic Medical Associates
Laguna
Hills, California
The overall complication rate for
arthroscopy, including all joints, has been reported by Small (1988) to be
1.68%. In the same studies, complications to subacromial decompression alone were
1.1%, with an overall shoulder arthroscopy complication rate reported as
9/1,184 cases at 0.76%.
Subsequent reports by Gartsman
(1990) noted complication rates for arthroscopic subacromial decompression
ranging between 2-3% with the highest rate of subacromial surgical
complications reported by Curtis (1992) at 11.6%, noting complications at this
level when associating shoulder arthroscopy with open subacromial surgical
procedures.
This presentation will attempt to
review the commonly known complications, their incidence and steps that might
be taken to avoid them.
Complications may be divided into
specific groups, those related to procedure, those related to technique, or
those which may be considered idiopathic.
Complications related to anesthetic
are specifically related to the type of anesthetic administered. General
anesthetics have not been without risk, noting two cases of adult respiratory
distress syndrome reported by Small in 1988 following knee arthroscopy. The
more common side effects are those of nausea and vomiting and the evolution, of
outpatient arthroscopy and better medications, including Diprivan, as an
outpatient anesthetic agent, has decreased these side effects.
Spontaneous pneumothorax has been described
associated with a general anesthesia in shoulder arthroscopy without specific
trauma to the chest itself, noting a correlation with people with a history of
cigarette smoking.
Interscalene blocks have been specifically
reported to potentially lead to inadequate blocks, direct nerve injury or
pneumothorax.
It should be noted that subacromial
decompression can be accomplished entirely with a local anesthetic of both the
skin, bursa and joint in appropriately chosen patients (personal communication,
Jolson 1996)
Equipment breakage is a rare cause
of complications at the current time. As the art of arthroscopy has evolved,
equipment has become less likely to fail in the operative field. Obvious metal
fragments from poor fitting shaver blades is a common technical issue
associated with slight bending of the tips of the blades. The breakage of
arthroscopic burrs failing at the tip with a loose fragment separating in the
joint has also been described.
Anchor related complications have
also been noted with both loose and misplaced anchors, associated with both
glenohumeral and subacromial procedures.
Nerve injuries have been described
both related to surgical positions as well as to direct trauma. The beach chair
position has been associated with transient posterior auricular nerve palsy
(Gartsman 1993) as well as transient hypoglossal nerve palsy (Mullins, Drez, et
al. 1992) . The lateral decubitus position has been associated with superficial
radial nerve compression on the ipsilateral arm, as well as contralateral
lateral femoral cutaneous nerve neuralgia from direct pressure (Gartsman 1993)
as well as peroneal nerve palsy on the contralateral limb from excessive
pressure laying on the side.
Brachial plexopathy, commonly
involving the musculocutaneous nerve has been associated with excessive arm
position and excessive traction weight use, which can be minimized by proper
maintenance of the cephalothoracic relationship, minimizing the balanced
suspension weights of the arm to 5 or 6 pounds and keeping abduction and
flexion of the arm to perhaps 20 or 30 degrees.
Direct trauma to the nerves can
also occur, noting the suprascapular nerve can be directly traumatized by too
steep or too medial a superior portal passed through the muscle belly of the
supraspinatus into the joint. A grossly misplaced posterolateral portal may
traumatize the axillary nerve, and, anteriorly, the plexus is at risk whenever
passing a portal medial to the coracoid. This risk can be minimized by
maintaining anterior portals lateral to the coracoid.
A variety of technical
complications have been associated with performance of shoulder arthroscopy.
Excessive amounts of fluid
extravasation associated with prolonged arthroscopic surgical procedures has
been noted, and can, at times, be quite impressive. However, there has been no
ENG or clinical evidence of significant skeletal muscle damage or deltoid
muscle damage demonstrable, as reported by Ogilvie—Harris (1990)
Three cases, however, of excessive
air extravasation related to shoulder arthroscopy have been described and
reported by Lee, et al. (1992) who described significant subcutaneous
emphysema, tension pneumothorax and airway compression associated with what
they believed was passage of air
from the superolateral portal which was suctioned into the operative field,
which then was driven medially to involve the pulmonary system.
The irrigating flow chosen can also
be associated with complications. Commonly used normal saline and lactated
Ringers have not specifically been associated with unique complications other
than that of the actual volume of fluid which may be present. Transient
blindness has been reported, however, with glycine by Burkhart et al. (1990)
noting his recommendation to maintain either lactated Ringers or normal saline
as the fluid medium for the surgical procedure in preference over water, which
causes more local cellular damage.
Vascular injury can occur commonly
with the nicking of vessels during passage of portals. Making superficial skin
incisions and then spreading the subcutaneous tissues away before the passage
of a portal can minimize this risk.
The commonly seen bleeding in the
subacromial space is usually due to laceration of branches of the
thoracoacromial artery or deltoid muscular branches. This risk can be minimized
by avoiding direct motorized trauma to the deltoid and using electrocautery for
any coracoacromial ligament release.
latrogenic articular surface damage
can occur by inappropriate portal placement with trauma to either the articular
surface of the humeral head or the glenoid. More commonly, the humeral head may
be penetrated directly upon entrance. Care and practice are required to
properly enter the joint and to minimize articular cartilage damage.
Rotator cuff tears have been
associated with portal placement as well. Norwood and Fowler reported in 1989
infraspinatus rupture which they felt was due to passage of the posterior
portal through the prominent tendinous portion of the infraspinatus with
rupture thereafter. They felt the portal risk was highest when moving the
portal laterally and decreased as one moved the portal medially, as well as
noting in internal rotation less risk of damage of the tendinous portion or the
infraspinatus.
Inappropriate release of the
coracoacromial ligament in cases in which there is no rotator cuff musculature
to contain the humeral head will lead to the inevitable superior migration of
the humeral head. This can be minimized in patients with an irreparable cuff
tear by leaving a portion of the ligament intact while debriding the
subacromial space, should this procedure be chosen. Incomplete release in
others and may be associated with recurrent symptomatology. Rarely, an
aggressive release of the anterior structures, including not only the
coracoacromial ligament, may release a portion of the deltoid as well,
producing the common deltoid sag seen anteriorly. Proper surgical orientation
and the maintenance of proper surgical landmarks can minimize this.
The acromioclavicular joint
commonly presents technical issues associated with subacromial surgery. Current
thinking favors leaving the joint entirely alone if asymptomatic preoperatively
or choosing complete resection rather than a minimal resection which may
destabilize the joint and then produce pain. A decision should be made by the
operative surgeon prior to any subacromial procedure as to the integrity of the
acromioclavicular joint; either to leave it alone or to fully resect it, noting
residual acromioclavicular joint symptoms is a common cause of failure of
subacromial surgical procedures.
Likewise, either incomplete or
excessive acromial bone resection is a common cause of failure. Inadequate bone
resection, specifically leaving bone protruding beyond the anterior margin of
the acromioclavicular joint, can be addressed technically and minimized or
avoided; however, if present, most likely will lead to failure of the
procedure. Similarly, excessive bone resection , if carried out in an pattern
to produce cavitation, may lead to acromial fracture. Generally, the fractures
will heal, but may heal in a displaced position, which would then provoke
further impingement symptomato logy.
Utilization of a posterior acromial
approach with a burr while viewing laterally will minimize the risk of
cavitation, which predisposes the patient to fracture. Careful preoperative
planning assessing the thickness of the acromion on outlet view prior to
surgical resection will also minimize this risk.
One of the more common
complications is specifically failure of diagnosis. It is important to remember
that rotator cuff symptomatology is elicited from a variety of different
shoulder conditions, all of which present the same complaints and very similar
to examination to the patient and physician. It is important to carefully rule
out instability as opposed to rotator cuff as the causative agent. Other
conditions, including suprascapular neuropathy, degenerative osteoarthritis and
biciptal disease may also mimic cuff disease and should be ruled out by the
treating physician. Care should be taken not to miss rotator cuff tears by
careful viewing of both intra-articular and bursal surfaces with debridement of
synovial tissue off the superior surface of the rotator cuff before assuming
the rotator cuff is intact. A marked partial thickness tear may remain
symptomatic if not identified and treated; it can be identified by careful
palpation by the surgeon and should be recognized and appropriately treated
with either debridement and/or repair.
Synovial cyst formation following
shoulder arthroscopy has been described by Moran (1989) . If a synovial cyst remains
symptomatic, does not resolve, resection may be necessary. Similarly a synovial
fistula may occur following acromioclavicular joint resection, particularly if
the subcutaneous tissues are not closed prior to closure of the skin after an
arthroscopic acromioclavicular joint resection. Care to make this closure prior
to completion of the procedure minimizes this risk.
Burkhart (1990) has reported deep
venous thrombosis as a complication of shoulder arthroscopy. He noted it was
related to a hypercoagulable state, specifically Hodgkin’s disease in the case
he reported.
Small (1988) reported two cases of
reflex sympathetic dystrophy following shoulder arthroscopy, noting no
provocative cause.
The risk of infection is relatively
low in shoulder arthroscopy, reported between 0% (Curtis, 1992) and 0.15%
(3/2,000) cases by Gartsman (1990) . These rates are for pure arthroscopic
procedures; the complication rate presumably would be higher if combining
arthroscopic and mini-open procedures.
One of the most common
complications in subacromial surgery seems to be failure of diagnosis.
Associated with this are residual symptoms in the acromioclavicular joint, in
patients having undergone a subacromial decompression. Careful evaluation of
the patient preoperatively and viewing the entire joint and bursa will help
minimize this risk.
The most common technical error in
subacromial decompression appears to be incomplete resection of acromial bone
anteriorly, where it is allowed to protrude past the acromioclavicular joint.
Awareness of this problem will minimize this complication.